STRATEGIES FOR IN-HOUSE COUNSEL AND CCOs FROM FUND MANAGERS AND INVESTORS  

MAY 29, 2014 - THE HARVARD CLUB, NEW YORK CITY

Summary

Event Overview
This executive conference explores legal opportunities and challenges presented by the growing trend in institutional investor involvement in fund structuring, heightened investor scrutiny and attention to due diligence and the ever-evolving regulatory and compliance landscape in the alternative investment space. Participants have a forum to network with peers and share strategies and solutions for attracting investors, building governance and demystifying investors’ management selection process.  Our speaker faculty also covers best practices for responding to and mitigating risks associated with SEC investigations, creating effective tax structures and complying with domestic as well as international regulatory agencies.


 

Topics to Include:

 

Complying with Alternative Investment Fund Managers Directive (AIFMD) stipulations
Adhering to European Market Infrastructure Regulation (EMIR) and the latest Pan-Asian regulatory requirements
How Dodd-Frank has and continues to impact the alternative investment market
Understanding what institutional investors and their consultants look for when assessing fund managers in today’s era of intensified analysis
Simplifying the recent amendments to “bad actor” disqualification provisions under Rule 506(d) 
Trading in hedge fund secondary markets to acquire liquidity
Establishing tax structures that reduce issues in the US and offshore
Handling general inquiries and presence/ongoing examinations
Managing insider trading investigations
Attracting institutional investors
Exploring how recent guidance issued by the Cayman Islands Monetary Authority has been interpreted by the investment community
Cultivating ethical decisions to ensure a culture of compliance
Dealing with conflicts of interest regarding expense and trade allocation

Who Should Attend:

General Counsel/Chief Legal Officers
Counsel/Corporate Counsel
Chief Executive Officers
Chief Compliance Officers
Chief Financial Officers
Chief Administrative Officers
Chief Investment Officers
Chief Operational Officers
Heads of Risk Management/Operational Due Diligence
Partners/Managing Directors

From the following types of organizations:

  • Alternative investors
  • Banks
  • Commodities funds
  • Endowments
  • Family offices
  • Foundations
  • Fund of funds
  • Fund sponsors
  • Hedge funds
  • Infrastructure funds
  • Insurance companies
  • Investment advisors
  • Pension plans
  • Portfolio companies
  • Private equity firms
  • Real estate investment firms
  • Sovereign wealth funds
  • Wealth managers

This conference is also relevant to:

Partners, Managing Directors and Chief/Senior Executives whose practice focuses on Investment funds, Investments, Hedge Funds, Private Equity, Alternative Investments and Securities from the following organizations:

 

  • Law firms
  • Broker dealers
  • Market makers
  • Consulting firms
  • Fund legal administration and compliance providers
  • Tax and accounting advisory firms

 

 

 

Details

  • Date

  • Thursday, May 29, 2014
    8:00 AM - 6:00 PM
    Eastern Time

  • Venue

  • The Harvard Club
    35 West 44th Street
    New York, New York 10036
    USA
    212-840-6600

Conference Sponsors

Appleby High Res logo small for cvent  

 

 Stroock Logo - 300dpi 



  


For information on sponsoring this event, please contact Al Liberty at aliberty@alm.com or 212-457-9486.


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