BSA for Managers & Compliance Officers Seminar

To register for BSA for Managers & Compliance Officers Seminar, choose the 'Register' button in the right-hand top or bottom of the page.

BSA examinations continue to be a focus for examiners in 2019. Recent enforcement actions bearing substantial penalties shine the light on egregious violations. Whether you are new to BSA or you are just in need of training to fulfill your required training specific to your duties as BSA officer, this training will provide you with the information you need to help strengthen your BSA/AML compliance program. We will also be reviewing Due Diligence and Beneficial Ownership requirements for non-natural person accounts.

In this seminar, we will review program compliance issues such as:

  • Creating a detailed BSA Officer job description
  • Risk rating and due diligence
  • Understanding the compliance deficiencies identified in in recent enforcement actions
  • Determining the effectiveness of your Internal Controls

The seminar will also cover the following:

  • “Five Pillars” of BSA/AML/OFAC compliance
  • CTR compliance
  • Office of Foreign Assets Control
  • Common reasons for SAR filings
  • Tips for writing SAR narratives
  • Law enforcement cases bolstered by CTR and SAR filings

Educational Investment:
The educational investment is $250. Small CU discount applies!

Registration deadline: Wednesday, April 17, 2019


Mary-Lou Heighes
is president and founder of Compliance Plus, Inc., which has been helping financial institutions with the development of compliance programs since 2000. She provides compliance training all over the country for various trade associations and financial institutions and also speaks at numerous financial institution conferences throughout the country. Mary-Lou has been an instructor at regulatory compliance schools and conducts dozens of webinars for organizations throughout the country. 

Mary-Lou has been involved financial institutions since 1989. She has over 20 years’ worth of compliance experience. Before starting Compliance Plus in 2000, she spent five years working in the trenches and seven years providing compliance assistance through a state trade association information hotline, working on state and federal laws and regulations, and writing and editing advisory bulletins on changes to regulations affecting financial institutions.

Who Should Attend:
This seminar is dedicated to those managers, CEOs and credit union staff who are directly responsible for day-to-day BSA compliance.


 9 – 9:30 a.m.   
 9:30 a.m. – Noon
 Seminar begins
 Noon – 12:45 p.m. 
 Group Luncheon
 12:45 – 4:00 p.m. 
 Seminar continues


Registrations cancelled less than five working days before the session date will be subject to a 50 percent cancellation fee.

If you have a disability requiring special services, contact Joe Guilfoy at (317) 594-5313 or prior to the session.


  • When

  • Wednesday, April 24, 2019
    9:30 AM - 4:00 PM
    Eastern Time

  • Where

  • Indiana Credit Union League
    5975 Castle Creek Parkway North Drive
    Suite 200
    Indianapolis, Indiana 46250
    (800) 285-5300

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