Crash Course in Compliance Seminar

To register for Crash Course in Compliance Seminar, choose the 'Register' button in the right-hand top or bottom of the page.

This fast-paced seminar provides a look at laws and regulations from an operational standpoint. From membership requirements to checking accounts and consumer loans, you will learn the why, how and when each law and regulation comes into play. Confused by marketing rules? You’ll learn those too. BSA compliance, check holds, check liability and share insurance are just a few of the rules that we will discuss. 

Topics covered include:

  • Establishing membership and opening accounts
  • Rules for checking accounts and services
  • Servicing of accounts
  • Electronic services and account access
  • Consumer loan applications and credit granting
  • Privacy and security
  • Conflict of interest and employee operations
  • Marketing compliance
Educational Investment:
The Educational Investment is $250. Small CU discount applies!

Registration deadline: Thursday, April 18, 2019


Mary-Lou Heighes is President and Founder of Compliance Plus, Inc., which has been helping financial institutions with the development of compliance programs since 2000. She provides compliance training all over the country for various trade associations and financial institutions and also speaks at numerous financial institution conferences throughout the country. Mary-Lou has been an instructor at regulatory compliance schools and conducts dozens of webinars for organizations throughout the country. 

Mary-Lou has been involved financial institutions since 1989. She has over 20 years’ worth of compliance experience. Before starting Compliance Plus in 2000, she spent five years working in the trenches and seven years providing compliance assistance through a state trade association information hotline, working on state and federal laws and regulations, and writing and editing advisory bulletins on changes to regulations affecting financial institutions


Who Should Attend:

This seminar is intended for anyone at the credit union who has compliance responsibilities.



 9 – 9:30 a.m.   
 9:30 a.m. – Noon
 Seminar begins
 Noon – 12:45 p.m. 
 Group luncheon
 12:45 – 4:00 p.m. 
 Seminar continues



Registrations cancelled less than five working days before the session date will be subject to a 50 percent cancellation fee.

If you have a disability requiring special services, contact Stephanie Barker at (317) 594-5341 or prior to the session.


  • When

  • Thursday, April 25, 2019
    9:30 AM - 4:00 PM
    Eastern Time

  • Where

  • Indiana Credit Union League
    5975 Castle Creek Parkway North Drive
    Suite 200
    Indianapolis, Indiana 46250
    (800) 285-5300

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