This course is limited to regulators only.
Learn the basics of the risk-focused exam process! The perfect course for all new examiners!
We have designed the course to teach you the fundamental principles and processes associated with risk-focused examinations. After completing this course, you will be able to better help your state conduct effective financial examinations by focusing your procedures on the areas of greatest risk.
At the completion of this course, you will be able to:
7 Phases of Risk Assessment Surveillance Approach
View the Risk-Focused Examinations Study Guide for specific learning outcomes.
Start any Monday. December 3 is the last start date in 2018.
Please click here to register for 2019 start dates.
You have two weeks to complete this Internet-Based, Non-Instructor-Led Course.
View the Risk-Focused Examinations Syllabus for a suggested learning schedule. Unlike face-to-face courses, participants in online courses set the study pace and manage their time accordingly. It is recommended that a minimum of two hours per day is set aside for study.
Login information will be sent on the Monday your course begins and will include your username, password and link to access the course. Add education@naic.org to your safe sender list, and check your spam/junk mail if you don't see it in your inbox.
This publication is available in the NAIC Store.
Regulators, click here to download your copy (StateNet login required).
Tuition is waived for State Insurance Department Staff.
Tuition is $445 for contract examiners.
Please register online by clicking the Register button below. Plan to register at least 2 weeks in advance of your desired start date.
If you are paying by check, please complete and mail the Risk-Focused Exams Registration Form along with payment.
Questions?Contact us at education@naic.org or 816-783-8200.
Cancellations: Withdrawals are permitted up to two weeks before the beginning date of the course. Notification of cancellation must be received in writing (fax to 816-460-7544 or email education@naic.org). Substitutions are accepted up to one week before the course begins. For more information regarding refund, complaint and/or course cancellation policies, please contact our office at 816-783-8200.
By registering for this course, you are authorizing the NAIC to forward information to you at this email address related to educational offerings. You may opt out at any time.