Monday, October 24, 2016 - Monday, October 31, 2016
If you are new to filing securities with the Securities Valuation Office (SVO) or if you have some experience filing but would like a refresher, this course is for you! Filing delays can create inefficiency and frustration for filers. The NAIC has designed a one-week online course that helps take the guesswork out of your security filings and helps eliminate delays in filings that can result from inexperience with using the filing system and with using the available resources. By providing helpful hints and explaining the roles of each party, such delays can be minimized and efficiency increased.
When you have completed the course, you will be able to explain why you need to file securities, what is to be filed, what is not to be filed, when you should file, and, most importantly, the necessary information to include with your submissions.
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