8:30 am - 11:30am (3 CPE)
Presenter – David Kahan, Senior Manager, Ernst & Young LLP
Topic – Digital Innovation in the Financial Services Sector and the Role Internal Audit Plays
Luncheon Workshop: 12:30pm – 1:30pm (1 CPE)
Presenter: Scott Kenney, Senior Vice President and General Auditor of Moody’s Corporation and Chelsey Remme Caruso, Vice President of Internal Audit at Moody's
Topic: Working with Regulators
Overview: For many firms, the regulatory landscape continues to increase in complexity and the cost of compliance. Internal Audit is in a unique position to play an important role in providing assurance over company processes, supporting regulatory inquiries and executing procedures at the request of regulators. In this session, Scott & Chelsey will provide their perspectives on the regulatory environment and typical interaction with the regulators and Compliance Department.
1:30pm – 4:30pm (3 CPE)
Presenter: Michael Lynn, Vice Chair Global IT Guidance Committee for the IIA
Topic: ERM Risk Governance – Appetite, Aggregation and Acceptance Challenges. A case study on IT related risks
This session is intended to give an overview of ERM models and specific challenges related to the establishment of ERM governance that require internal audit awareness and focus. Some very simple enterprise level concepts underlying risk governance are not so easy to actually adopt and still maturing in most companies. We also use a quick case study to flesh out some common risk governance and acceptance issues for IT related risks.
Friday, March 24, 2017 8:00 AM - 4:30 PM
Baruch College55 Lexington Avenue at 24th StreetNew York, NY 10016USA
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