You’re Invited —
The pressure for a financial institution and its officers and directors to settle rather than defend against a Securities and Exchange Commission (SEC) investigation or proceeding can be tremendous given the legal costs and potential ramifications. However, the reputational damage and cost of a settlement can be significant as well. And when an institution and/or individual believes that no wrongdoing has been committed, the brand damage of a settlement should be weighed against the risks of challenging the SEC.
We'll discuss the following issues:
Wednesday, October 19, 2016
3:00 - 3:30 pm: Registration
3:30 - 5:00 pm: Interactive Panel Discussion
5:00 - 6:00 pm: Networking Reception
One Financial Center
Boston, MA 02111
CLE credit is available as Mintz is an approved CLE provider
Kindly respond by
Wednesday, October 12
We hope you can join us!
Wednesday, October 19, 2016 3:00 PM - 6:00 PMEastern Time
Mintz Levin38th FloorOne Financial CenterBoston, Massachusetts 02111USA
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