Looking for additional webinars? Plan ahead and view the 2016 Webinar Schedule.
WEBINAR OR ON-DEMAND WEB LINK
Wednesday, October 26, 2016
12:00 pm – 1:30 pm MST – AZ
1:00 pm – 2:30 pm MDT – CO/WY
At least 60% of compliance regulations fall under lending. With all the regulatory changes, it’s imperative to ensure your loans are in compliance. Because lending includes hefty safety, soundness, and compliance requirements, there are many opportunities for error. Conducting a comprehensive audit of your loan files at least annually will ensure files are compliant.
The goal of auditing is to catch errors and initiate corrective action before examiners do. This webinar will identify what examiners are looking for regarding compliance and safety and soundness and provide an audit program for consumer, commercial, and real estate loans. It will go step-by-step on how to audit your files and use the tools provided.
*How to pull the sample size for the audit (statistically and intuitively)
*How to make your audit more risk-based, as required by the examiners
*A run through of real estate, consumer, and commercial loan files, including the applicable compliance regulations
*Auditing safety and soundness guidelines
*Fair lending issues
*Audit reporting procedures for the board and/or audit committee
*TRID Excel checklist for reviewing the Loan Estimate and the Closing Disclosure
*Sample checklists for your audits
*Employee training log
*Quiz you can administer to measure staff learning and a separate answer key
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND?
This informative session is designed for internal auditors, but compliance officers, lenders, and loan administration and processing staff will also benefit.
Please note: The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered. You may have as many people as you like listen from your office speaker phone.
ABOUT THE PRESENTER – Ann Brode-Harner, Brode Consulting Services, Inc.
Ann Brode-Harner began her career in 1973 and has continued her service as a consultant to regional and community financial institutions through a wide range of areas including strategic planning, lending, deposits, marketing, training, compliance, and management. Ann is a well-respected presenter and has spoken to audiences across the country for 25 years. She has presented sessions for numerous state associations and has taught at the School of Banking Administration at the University of Wisconsin as well as many other state banking schools. Ann is the author of “The Bank Deposit Documentation Manual for Front-Line Personnel” published by Bankers Publishing Company, and is well represented in numerous industry publications.
THREE REGISTRATION OPTIONS
1. LIVE WEBINAR
The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered. You may have as many people as you like listen from your office speaker phone. Registrants receive a toll-free number and pass code that will allow entrance to the seminar. The session will be approximately 90 minutes, including question and answer sessions. Seminar materials, including instructions, pin number, and handouts will be emailed to you prior to the broadcast. You will need the most current version of Adobe Reader available free at www.adobe.com.
2. ON-DEMAND WEB LINK
Can’t attend the live webinar? The archived webinar is a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address so you may ask follow-up questions. Approximately one week prior to the webinar, you will receive an email with the archived webinar link. This webinar link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date. The archived webinar may ONLY be ordered for 6 months following the webinar. It will not be available after this time.
3. BOTH LIVE WEBINAR AND ON-DEMAND WEB LINK
** Includes options 1 and 2 above
*All materials are subject to copyright and intended for your financial institution’s use only.
Wednesday, October 26, 2016 1:00 PM - 2:30 PMMountain Standard Time
At Your Desk!602-264-6701 ext 2238
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