Looking for additional webinars? Plan ahead and view the 2016 Webinar Schedule.
WEBINAR OR ON-DEMAND WEB LINK
Wednesday, December 21, 2016
1:00 p.m. - 2:30 p.m. (AZ/CO/WY)
Neither regulation nor supervisory expectations require natural-person credit unions to implement an enterprise risk management (ERM) program. However, “NCUA views the absence of an adequate risk management framework (ERM or otherwise) consistent with an institution’s size, diversity, and depth of risk exposures as a failure in sound corporate governance, and expects examiners to take appropriate action consistent with the severity of the deficiency.” This webinar is intended for those seeking to understand ERM methodology, how this methodology ties into strategic planning, and NCUA’s emphasis on sound credit union risk mitigation strategies.
*Compare NCUA’s recommended ERM framework with the Federal Reserve’s seven stages of the product life cycle (a resource-based analysis)
*High-level overview of the Internal Control-Integrated Framework as identified by the Committee of Sponsoring *Organizations of the Treadway Commission (COSO)
*Importance of aligning risk management with strategy
*Correlation between enterprise risk management and compliance
*NCUA Supervisory Letter No.: 13-12 on Enterprise Risk Management
*COSO Executive Summary and Internal Control-Integrated Framework principles
*Federal Reserve’s Second Quarter 2015 Consumer Compliance Outlook publication Managing Risk Throughout the Product Life Cycle
*Employee training log
*Quiz you can administer to measure staff learning and a separate answer key
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND?
This informative session is intended for staff involved in all aspects of risk management, including compliance, risk, audit, and legal, as well as board and audit/supervisory committee members.
Please note: The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered. You may have as many people as you like listen from your office speaker phone.
ABOUT THE PRESENTER – Brian Vitale, NCCO, CAMS-Audit, Compliance Advisory Services
Brian Vitale earned his Political Science degree from North Central College in 1996 and an MBA from the University of Notre Dame in 2014. Brian was recruited by the National Security Division of the FBI where he specialized in counterterrorism and foreign counterintelligence. In addition, he is a decorated veteran who served in Guantanamo Bay, Cuba in the early 1990s.
Subsequent to the FBI, Brian spent many years in banking and finance where his skills led him to the field of Global Operational Risk Management. He has over twenty years of banking, finance, and investigative experience. In July 2011, Brian joined a community financial institution and currently serves as their chief risk and compliance officer. He speaks nationally on BSA, anti-money laundering, enterprise risk management, cybersecurity, and strategy.
THREE REGISTRATION OPTIONS
1. LIVE WEBINAR
The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered. You may have as many people as you like listen from your office speaker phone. Registrants receive a toll-free number and pass code that will allow entrance to the seminar. The session will be approximately 90 minutes, including question and answer sessions. Seminar materials, including instructions, pin number, and handouts will be emailed to you prior to the broadcast. You will need the most current version of Adobe Reader available free at www.adobe.com.
2. ON-DEMAND WEB LINK
(Beginning January 1, 2016, CDs replaced with digital download*)
Can’t attend the live webinar? The archived webinar is a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address so you may ask follow-up questions. Approximately two days prior to the webinar, you will receive an email with the archived webinar link. This webinar link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date. The archived webinar may ONLY be ordered for 6 months following the webinar. It will not be available after this time.
3. BOTH LIVE WEBINAR AND ON-DEMAND WEB LINK
** Includes options 1 and 2 above.
*All materials are subject to copyright and intended for your financial institution’s use only.
Wednesday, December 21, 2016 1:00 PM - 2:30 PMMountain Standard Time
At Your Desk!602-264-6701 ext 2238
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