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The 6th Annual Culture and Conduct Forum for the Financial Services Industry
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Sponsors

Behavox Logo

Behavox is the gold standard for enterprise risk and compliance solutions. Our AI-powered technology helps global banks, hedge funds, and private equity firms identify bad actors quickly and accurately, preventing massive fines and company-debilitating crises. Behavox solutions uncover financial regulatory misconduct like insider trading, collusion, and market manipulation as well as HR-related misconduct, such as racism, sexual harassment, and discrimination. As an award-winning team of innovators and industry experts, Behavox has a reputation for successfully implementing the largest, most complex, global projects in the market. Customers rely on Behavox as an indispensable extension of their teams. They depend on Behavox to protect the integrity of their operations and preserve the trust of their clients. Founded in 2014, Behavox is headquartered in New York City and has offices in Montreal, San Francisco, Seattle, Singapore, Tokyo, London, and Abu Dhabi.

www.behavox.com


Eversheds 

As a global top 10 law practice, Eversheds Sutherland provides legal advice and solutions to an international client base which includes some of the world’s largest multinationals.

Financial institutions benefit from the client-driven commercial advice offered by our sector-focused multi-disciplinary team. Our legal and regulatory lawyers work hand-in-hand with our business process consultants to bring you world-class solutions.

Our global Financial Services teams have more than 400 legal and regulatory advisers and consultants working across asset management and funds, banking, FinTech, insurance, private equity, pensions and real estate investment.

Our team includes advisers, former regulators and alumni of leading industry organisations who have significant front-line experience across a range of financial services business models. We can help you seize opportunities in the midst of global shifts in markets and regulation.

www.eversheds-sutherland.com


Latham & Watkins (Sponsorship) Logo

Latham & Watkins is a leading full service global law firm serving investment managers, investment banks, private equity funds, venture capital firms, sovereign wealth funds, governments and other organisations from its offices across Asia, Europe, the Middle East and the US. The firm has over 80 partners based in London, specialising in transactional, litigation, corporate and regulatory fields. The firm’s pre-eminent financial services regulatory practice is widely recognised for its market-leading expertise and credentials in relation to the Senior Managers & Certification Regime.

www.lw.com


Worksmart logo

Worksmart has built its reputation by supporting the UK's leading financial service businesses through the challenges of regulatory compliance. From Training & Competence to Quality Assurance, SM&CR to Complaints Management.

Whether working with an SME or a large corporation, Worksmart software solutions create commercial improvements that also meet and track shifting regulatory demands.  Worksmart products are simple to configure, easy to implement and will help streamline your business processes.

With deep regulatory experience, comprehensive, award winning product range and consulting expertise, Worksmart can be trusted to ensure regulatory change can be turned into business advantage.

www.worksmart.co.uk


Exhibitors

 Ideagen Logo  

Ideagen’s Pentana Compliance (formally Redland Insight) is the market-leading competency management and SMCR software solution that helps financial services firms meet regulatory requirements, raise standards and boost productivity while protecting them and their managers against the risks of non-compliance.

Learn more at www.ideagen.com

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Sponsored by:

Behavox Logo

 

Eversheds

 

Latham & Watkins Logo

 

Worksmart logo 

Exhibitors:

Ideagen Logo


Supported by:

ACI UK Logo

APCC 300

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WIF logo 

IEO

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